Blog

Risk Management and Crisis Response Blog

View latest posts

Home Insights Blogs

Editors
Lawrence E. Ritchie

Partner, Disputes, Toronto

Alexander Cobb

Partner, Disputes, Toronto

Victoria Graham

Partner, Corporate, Toronto

Shawn Irving

Partner, Disputes, Toronto

Kevin O’Brien

Partner, Disputes, Toronto

Elizabeth Sale

Partner, Financial Services, Toronto

Lauren Tomasich

Partner, Disputes, Toronto

Malcolm Aboud

Counsel, Disputes, Toronto

John M. Valley

Partner, Corporate, Toronto

About

Risk Management and Crisis Response draws on the experience of a national team to provide information related to proactive prevention and compliance for corporations. We share highlights and comment on significant developments related to legal matters, regulatory changes and related threats.

Risk Management and Crisis Response Blog Featured Image

Filters (0)

Results

Latest Blog Posts

Blog Dec 18, 2024

Navigating AI systems in capital markets: recent guidance from the CSA

The CSA issued a Staff Notice earlier this month providing guidance on the application of securities legislation to AI systems in capital markets.

Read more
Navigating AI systems in capital markets: recent guidance from the CSA
Blog Dec 18, 2024

Evolving legal and political landscape creates uncertainty about securities regulation of crypto-related activity

We recap some recent cases from both sides of the border, with an eye to where enforcement activity may go from here.

Read more
Evolving legal and political landscape creates uncertainty about securities regulation of crypto-related activity
Blog Dec 12, 2024

Consultation on amendments to Canada’s AML regime closes December 30

The consultation period for the proposed PCMLTFA amendments closes on December 30.

Read more
Consultation on amendments to Canada’s AML regime closes December 30
Blog Dec 10, 2024

Regulation by enforcement: who pays the price?

Who should bear the costs of Ontario Securities Commission enforcement proceedings is emerging as an important issue.

Read more
Regulation by enforcement: who pays the price?
Blog Nov 25, 2024

Federal government plans mandatory climate disclosures for large private CBCA companies and voluntary sustainable investment guidelines

The federal government has announced complementary plans to enhance corporate sustainability and transparency.

Read more
Federal government plans mandatory climate disclosures for large private CBCA companies and voluntary sustainable investment guidelines
Blog Oct 29, 2024

Changes of enforcement leadership raise questions about new priorities

Amid recent departures from top enforcement jobs, personalities and personal agendas can affect regulators’ strategies and enforcement priorities.

Read more
Changes of enforcement leadership raise questions about new priorities
Blog Oct 28, 2024

Canadian Securities Administrators’ 2023–2024 annual Year in Review

The annual report highlights efforts undertaken in response to emerging issues and changing conditions in the country’s capital markets.

Read more
Canadian Securities Administrators’ 2023–2024 annual Year in Review
Blog Sep 18, 2024

Proposed amendments would allow email summons from the Ontario Securities Commission

Following a recommendation from the province’s Capital Markets Modernization Taskforce, Ontario is proposing to ease the requirements for the...

Read more
Proposed amendments would allow email summons from the Ontario Securities Commission
Blog Sep 10, 2024

Québec insider trading decision discusses transactional certainty for the materiality criterion

The Financial Markets Administrative Tribunal considered insider trading allegations around a proposed takeover of a Canadian energy company.

Read more
Québec insider trading decision discusses transactional certainty for the materiality criterion
Blog Sep 5, 2024

Aggressive enforcement by securities regulators continues

A recent decision of the Supreme Court of British Columbia granted a Mareva injunction, freezing the assets of the defendant. The required...

Read more
Aggressive enforcement by securities regulators continues

SUBSCRIBE

Stay Informed

Subscribe to Osler Insights to stay informed on issues impacting your business

Subscribe

Osler is a leading business law firm practising internationally from offices across Canada and in New York. Our clients include industry and business leaders in all segments of the market and at various stages in the growth of their businesses. We have built our reputation on our commitment to our clients' success and the experience, expertise and collaborative approach for which we are recognized. We believe that our success is a reflection of our clients' success.