Insights

Rob Lando

Home People Rob Lando

Filters (0)

Type (0)

Results

All Insights

Osler Update Nov 18, 2024

Water cannot be turned into wine: Cormark and the legality of triangular hedging transactions

The Ontario Capital Markets Tribunal has provided important guidance on hedging transactions in connection with private placements.

Read more
Water cannot be turned into wine: Cormark and the legality of triangular hedging transactions
Blog Apr 16, 2024

SEC wins novel ‘shadow trading’ trial against biopharma executive

A novel theory of insider trading known as “shadow trading” involves the use of material non-public information about a reporting issuer...

Read more
SEC wins novel ‘shadow trading’ trial against biopharma executive
Osler Update Jan 12, 2024

Canadian Securities Administrators implement access model for prospectuses

The Canadian Securities Administrators are implementing an access equals delivery model for prospectus delivery in Canada.

Read more
Canadian Securities Administrators implement access model for prospectuses
Blog Nov 10, 2022

Clawing it back: SEC adopts listing standards to prevent executives from benefiting from misstatements in financial statements

New rules adopted by the United States Securities and Exchange Commission introduce clawback requirements in cases where corporate executives benefit...

Read more
Clawing it back: SEC adopts listing standards to prevent executives from benefiting from misstatements in financial statements
Osler Update Dec 9, 2021

WKSI pilot program comes to Canada, plus issuers and registrants face extended OSC review timelines

Canadian Securities Administrators announce “well-known seasoned issuer” pilot program, and the Ontario Securities Commission says it has...

Read more
Osler Update May 17, 2021

Potential Canadian implications of the Archegos fallout

Global bank losses following the Archegos Capital Management fallout now surpass $10 billion, prompting renewed focus in the United States on...

Read more
Potential Canadian implications of the Archegos fallout
Osler Update Dec 8, 2020

U.S. securities law developments in 2020

In 2020, the Securities and Exchange Commission (SEC) continued to focus on streamlining and modernizing disclosure requirements and expanding access...

Read more
Osler Update Jun 8, 2020

Amendments to “at-the-market” equity offerings a welcome change

On June 4, 2020, the Canadian Securities Administrators approved amendments to National Instrument 44-102 – Shelf Distributions and Companion...

Read more
Blog Feb 6, 2020

Greater clarity on Prohibited Insider Trading in the United States?

Canadian securities legislation explicitly prohibits trading by insiders who possess material non-public information (MNPI). However, notwithstanding...

Read more
Osler Update Dec 13, 2019

Less is more: SEC works to simplify disclosure and other U.S. developments

In March, the SEC took steps to modernize and simplify the disclosure requirements for registration statements and periodic reports, with new rules...

Read more

Osler is a leading business law firm practising internationally from offices across Canada and in New York. Our clients include industry and business leaders in all segments of the market and at various stages in the growth of their businesses. We have built our reputation on our commitment to our clients' success and the experience, expertise and collaborative approach for which we are recognized. We believe that our success is a reflection of our clients' success.